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Form SC 13G Filings

SEC Form SC 13G is a formal filing used to report beneficial ownership of more than 5% of a class of registered equity securities when the filer qualifies to use the shorter Schedule 13G format rather than Schedule 13D.

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ID Form Reporting Owner Subject Company Filing Agent Date Actions
21956331SCHEDULE 13GAvoro Capital Advisors LlcAvoro Capital Advisors LlcSchulte Roth & Zabel Llp /fa08/14/2026
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21956474SCHEDULE 13GGreenvale Capital LlpGreenvale Capital LlpSchulte Roth & Zabel Llp /fa08/14/2026
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21955984SCHEDULE 13GAtika Capital Management LlcAtika Capital Management LlcSeward & Kissel Llp /fa08/14/2026
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21956214SCHEDULE 13GDesign Therapeutics, Inc.Design Therapeutics, Inc.Seward & Kissel Llp /fa08/14/2026
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21956256SCHEDULE 13GInflarx N.v.Inflarx N.v.Seward & Kissel Llp /fa08/14/2026
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21956268SCHEDULE 13GTraws Pharma, Inc.Traws Pharma, Inc.Seward & Kissel Llp /fa08/14/2026
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21956602SCHEDULE 13GAriel Investments, LlcAriel Investments, Llc Self 08/14/2026
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21956005SCHEDULE 13GCue Biopharma, Inc.Cue Biopharma, Inc. Self 08/14/2026
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21956024SCHEDULE 13GDriehaus Capital Management LlcDriehaus Capital Management Llc Self 08/14/2026
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21956016SCHEDULE 13GDriehaus Capital Management LlcDriehaus Capital Management Llc Self 08/14/2026
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What Is SEC Form SC 13G?

SEC Form SC 13G is an important filing required under Section 13(d) of the Securities Exchange Act of 1934 and the applicable Schedule 13G rules. It is used by qualified institutional investors, passive investors, and certain exempt investors to report beneficial ownership of more than 5% of a registered class of equity securities without making the more detailed disclosures required by Schedule 13D.

This form is typically filed when an eligible filer exceeds the 5% ownership threshold and qualifies to report on Schedule 13G based on its investor status and filing eligibility. It is commonly used for passive ownership reporting and other situations where the filer is not required to file a Form SC 13D.

Form SC 13G ensures transparency by notifying investors and regulators about significant ownership positions in public companies. While it is a shorter-form beneficial ownership report, it still requires timely disclosure of holdings and certain amendments when material changes occur. Strong mutual fund and ETF filings practices provide additional visibility into institutional ownership trends.

Key elements typically found in SEC Form SC 13G include:

  • Name of the reporting person
  • Name of the issuer and class of securities
  • CUSIP number of the security
  • Percentage of beneficial ownership reported
  • Type of filer and basis for Schedule 13G eligibility
  • Voting and dispositive power information

SEC Form SC 13G Filing Deadlines

SEC Form SC 13G has specific timing requirements that eligible filers must follow after becoming subject to beneficial ownership reporting or after a material change occurs. These deadlines vary depending on the filer category and are crucial to ensure regulatory compliance and provide proper notice to investors.

Filing Stage Timeline Details
Qualified Institutional Investor Initial Filing Within 45 days after the end of the calendar quarter in which beneficial ownership exceeds 5% Applies to eligible institutional filers reporting under Rule 13d-1(b)
Passive Investor Initial Filing Within 5 business days after acquiring beneficial ownership of more than 5% Applies to passive investors reporting under Rule 13d-1(c)
Exempt Investor Initial Filing Within 45 days after the end of the calendar quarter in which beneficial ownership exceeds 5% Applies to certain exempt investors reporting under Rule 13d-1(d)
Amendment for Material Change Within 45 days after the end of the calendar quarter in which a material change occurs Applies when previously reported information changes materially
10% Threshold or 5% Change Amendment As required under the applicable Schedule 13G rules Additional accelerated amendment timing may apply depending on the filer category

Key Things to Know About Form SC 13G Filing Rules

  • Eligibility Matters: A filer may use Form SC 13G only if it meets the eligibility requirements for institutional, passive, or exempt investor reporting under the applicable SEC rules.
  • Schedule 13G Is Shorter Than Schedule 13D: Form SC 13G is a shorter beneficial ownership filing, but it is not available for every 5% ownership position or control-related acquisition.
  • Amendments May Be Required: A filer may need to amend Form SC 13G when material ownership information changes or when specified percentage thresholds are crossed.
  • Filing Status Can Change: If a filer no longer qualifies to report on Schedule 13G, it may become subject to the more detailed Schedule 13D filing requirements.
  • Ownership Reporting Remains Important: Form SC 13G is part of the SEC’s beneficial ownership disclosure framework.

To monitor beneficial ownership disclosures, investor positions, and related reporting activity, our real-time EDGAR data helps you track key SEC filings like Form SC 13G/A, Form 4, and other ownership-related submissions, ensuring you stay informed about significant holdings changes.

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